Ready Player Two and the problems with sequels

I’ve just finished reading Ernest Cline’s Ready Player Two. I enjoyed Ready Payer One‌—‌fun, action-packed story, with loads of eighties references that reminded me of my childhood. But I wasn’t sure I wanted to read the sequel. The first book felt complete. I wasn’t sure it needed a sequel.

Cover of Ready Player Two by Ernest Cline

See, I’ve read and seen too many sequels that failed to live up to the promise of the original. Too often, they feel driven by commercial considerations rather than a desire to tell a good story.

Before I go any further, I should stress that I’m not talking about stories in a series. I don’t see The Empire Strikes Back as a sequel, but as the continuation of the Star Wars series. Also, I’m not thinking about series like James Bond or Jack Reacher, where a recurring character goes through a number of separate adventures.

I’m thinking of those cases where a second story was created after the success (or non-success) of the original. Often, the original is a self-contained story, with no real need for any kind of follow up.

Of course, sequels aren’t necessarily inferior to their originals. The Godfather Part II is widely viewed as a better film than The Godfather, paying respect to the original while also expanding the story’s range. When James Cameron took the helm of Aliens, he built on the claustrophobic horror of Alien but took it in a new direction, producing a film that is both different and also a worthy sequel to the original. Sometimes a sequel can feel more like an improved reboot or retelling‌—‌think Evil Dead / Evil Dead II or El Mariachi / Desperado.

Toy Story is an interesting example. The second film was expected to be a straight-to-DVD release, but when it turned out better than expected it was given a full theatrical release. Many people consider it as good as, if not better than the original. The series has evolved over two more well-received sequels, proving that it is possible, even for a financially-motivated major film studio, to produce sequels that are artistic as well as commercial successes.

Unfortunately, there are many examples where this isn’t the case. Take Jaws. The original is widely regarded as a classic, with nuanced characters pushed to their limits as the tension increases. But the sequels fall short of that original standard, and by the time we reach Jaws: The Revenge we’re pretty much into (unintentional?) parody territory. Even those involved, such as Michael Caine, don’t think much of it. When asked about the film, he’s quoted as saying ‘I have never seen it, but by all accounts it is terrible. However, I have seen the house that it built, and it is terrific.’

Sometimes, sequels can be lost in the glow of the original. There are probably more examples of this in books, such as Joseph Heller’s Closing Time, sequel to his famous Catch 22, or Dodie Smith’s sequels to 101 Dalmatians, The Starlight Barking. Many people know of Robert M Pirsig’s Zen And The Art Of Motorcycle Maintenance (even if they haven’t read it), but fewer know he wrote a sequel, Lila: An Inquiry Into Morals.

The desire to produce a sequel is understandable. There’s the aforementioned commercial/financial draw (the sequel will already have an audience in those who enjoyed the original), but there might be more to the original story that the writer wants to explore. Heller’s Closing Time catches up with the characters of Catch 22 years later, and imagines how their earlier experiences have changed their lives (and it’s worth noting that these stories also pretty much book-mark Heller’s own writing career). After dealing with the question of ‘value’ in Zen…, Pirsig used his sequel to look at morals. Since writing Trainspotting, Irvine Welsh has returned to that novel’s characters a number of times to explore how they’ve changed. After completing his Foundation trilogy (yes, I know it’s a series, but it’s possible to view it as a single story, ending with the location reveal for the Second Foundation), Isaac Asimov decided there was more to tell in the universe he’d created, writing Foundation’s Edge and a number of other sequels and prequels.

So there are varied reasons for producing sequels. But sometimes it’s better to resist. So far, Andy Weir has not written a sequel to The Martian, although from listening to interviews I get the impression that he considered it. He didn’t follow through because the ideas he came up with were either increasingly unrealistic (’Oh, look, Mark Watney’s got himself stranded on a distant planet again’) or would involve him telling a far-too-similar story but with a different main character.

It’s worth taking a moment here to consider how sequels attempt to ‘improve’ on the original. In essence, they attempt to take what was successful in the original and increase that aspect. For instance, in Alien the crew of the Nostromo battle a single alien, but in Aliens there are far more, as well as a mother-alien. The stakes are usually higher in a sequel, too. Sticking with the Alien example, the first movie pits the alien against a small crew, but in the second the aliens have already destroyed a whole settlement, indicating that the single beast in the first film was not an anomaly, and that the aliens now represent a serious threat to humans.

Sometimes these attempts to make sequels ‘better’ backfire, or produce something totally different. In the first John Rambo film and book (First Blood) he doesn’t actively kill anyone (although his actions in self-defence do result in one death). But the sequels have higher and higher body-counts. In the Jaws sequels the shark attacks become larger (including a helicopter in Jaws 3 and a sea-plane in the fourth film), and also less realistic.

So how does Cline’s sequel to Ready Player One hold up? (Note: there will be spoilers ahead, for both books.)

He does increase the stakes. In …One, there is a real threat to the lives of the main characters, but in Two the fate of millions hang in the balance. The original focuses on the ownership of the Oasis, but in the sequel the whole world is at stake.

Cline also doubles down on the task/nostalgia elements from the original. The game-quests in Two are more specialised and more detailed. The quest is more personal, too‌—‌it’s made clear early on that Wade is the only one (apart from Og) who can actually complete these tasks. This does take away some of the fun of the original, where much of the excitement was in Wade struggling to complete each task before others.

The technology’s evolved, too. Rather than relying on gloves and goggles, players can now access the Oasis pretty much directly through their brains (it’s explained better in the book). And one thing I liked was how this new access method was also important to the plot.

So is the sequel a success?

That depends. On its release it received a poor reception, but looking at Amazon reviews suggests that a lot of people love the book (a 4.3 average, compared to the original’s 4.7).

For me, it doesn’t work. There’s a great deal of potential in the (over-long) set-up, but I don’t think the rest of the book delivered. I found myself skimming much of the action, especially in the quests. Where the original relied on a combination of obscure 80s trivia and Wade’s thoughts and actions, the sequel too often has Wade simply following another character around or being directed to complete the quest. I found Wade too passive to be an interesting main character.

There are sections that I could imagine looking great on-screen, though.

And it’s not a bad book. But, like many other sequels, it’s simply not as good as the original.

Play safe or take risks? John Scalzi’s Old Man’s War series

There are, very roughly, two types of series. First, there’s the on-going arc, where the end of one story feeds into the start of the next and it’s necessary to experience the individual books in order. Examples of this would be The Hunger Games or The Wheel Of Time. Then there’s the ‘adventure of the week’ series, where a character (or cast of characters) take part in a new adventure in each story. Lots of mystery and detective series have this format‌—‌think Inspector Morse, Miss Marple, Jack Reacher. Series like these don’t need to be experienced in order, because each story is a stand-alone.

Of course, there are variations. An ‘adventure of the week’ series might include character arcs and story arcs that slowly develop over several stories (an example might be The X-FIles). An on-going arc series might include side-stories that exist as their own thing (think of the relationship between Rogue One and Solo, and the rest of the Star Wars films).

But in any series, there is usually some kind of continuity, in character, story and style.

Style? Yes. It’s important. Expectations set in one book shouldn’t be cast aside in the next.

Let’s take Star Wars as an example. The first film is full of action. If the sequel had focused on political machinations within the rebellion, with action played out predominantly off-screen, fans of the first would feel betrayed. Another example‌—‌imagine how readers would feel if a new Jack Reacher book turned out to be a slapstick farce, or had Reacher battling aliens. Or what if a new Hercule Poirot story portrayed him as an action hero fighting terrorists?

For a series to satisfy fans, it can’t afford to stray too far from the promises and expectations set in the opening.

Of course, there are always story-tellers who take risks. Think of the Alien franchise‌—‌the original film was a claustrophobic horror, whereas the second was a military action film. But there were enough similarities‌—‌enough continuity‌—‌for fans of the first to accept and enjoy the second.

I was reminded of this when reading John Scalzi’s Old Man’s War series. If I understand things correctly, this started off as a stand-alone book (Old Man’s War), became a trilogy, and then grew into a six-book series. What I find fascinating is how Scalzi makes each book different yet still managed to tell an over-riding story.

The first book is a military adventure, following the 75-year-old John Perry as he is given a new body and becomes a soldier for the Colonial Defense Force. But the second book, The Ghost Brigades, is a mystery story, and only mentions Perry a couple of times. It still follows on from events in the first book, and is still written in a similar style, but there are many differences between the two books.

Scalzi took a big risk here. If readers of the first book wanted more of Perry, they’d be disappointed. A fan of the military aspects of Old Man’s War could feel let down by the change of focus in The Ghost Brigades.

And in the third book, The Last Colony, Scalzi changes things up again. Perry returns as the main character, but now he’s leading a new colony, and the story focuses on the politics involved in his new role. Again, same story universe, different type of story.

But it works. There’s an over-riding arc to this trilogy, a through-story that binds them together.

Scalzi, from his notes at the end of the third book, intended to stop the series at this point. But he received questions about certain aspects of The Last Colony, and he wrote a fourth book. This is Zoe’s Tale. Again, he took a fresh approach. Zoe’s Tale is a retelling of The Last Colony, but from the point of view of Perry’s adopted daughter.

While I admire Scalzi for pushing himself here, I have to admit that this book didn’t work for me. Reading it straight after The Last Colony, the repetition of events bored me. Yes, there are a couple of new sequences, both important to the overall story, but that only covers about fifty pages. I also wasn’t convinced by his portrayal of the teenage girl.

This is only my personal opinion. Reviews suggest that others love Zoe’s Tale. But it was with trepidation that I started on the next book, The Human Division.

And I think this might be my favourite of the series.

Once again, Scalzi takes a different approach. By now, the overarching story has grown from that initial old man’s tale, and it now encompasses many planets and hundreds of alien species. The story is epic. But rather than write an ‘epic’, Scalzi focuses in on tiny details.

He does this by using short stories. Yes, the fifth book in the series is a collection of shorts. But they’re all tightly connected. They’re chronological, and they fit together like a jigsaw.

Scalzi could have combined all these stories into a single multi-faceted narrative, but I don’t think it would have worked. Some of the slighter arcs would have become lost. And the sheer fun in some of these tales would have been lost if they’d been mixed in with all the serious stuff.

The final book, The End Of All Things, uses a similar idea, but this time the book consists of four connected novellas. And it works very well‌—‌the novellas are long enough to sink into, and when taken together they give a fitting conclusion to the larger story.

Could Scalzi have written Old Man’s War as a straight-forward narrative? Possibly. Would it have been better or worse that way? I don’t know. Even in his serious moments, there’s a playfulness about Scalzi’s writing, and the changes in story style throughout this series are another aspect of that playfulness. He’s one of those authors whose willingness to try new things is a part of the appeal. Fans pick up a new book unsure what to expect. If it’s too similar to something he’s done before, they’re likely to be disappointed.

Which means this approach to writing a series wouldn’t work for every author. But it works for Scalzi. And it serves as an example that writers don’t have to stick to what is expected. Yes, experimentation doesn’t always work‌—‌but when it does, it gives something far more memorable than anything ‘safe’.

Listen to ‘The Reason We Run’ on ‘Pocket Pulp’ podcast

I’ve been listening to podcasts almost as long as I’ve been writing seriously, and I’ve recently been enjoying ones dedicated to short-stories. Listening to a whole novel doesn’t appeal to me, but short fiction’s a different matter. It’s a great way to explore new authors.

One of those podcasts is Pocket Pulp, where professional audiobook narrator Eric Bryan Moore reads a new story each week, across a range of genres. Because he knows what he’s doing, both with narration and with audio, the quality’s very high.

Why am I mentioning this? Because I was thrilled when he accepted a story I submitted.

That story is The Reason We Run (which first appeared in the anthology It’s Behind You), and he reads it in this week’s episode.

Pocket Pulp is available through loads of the usual podcast apps and services, including Spotify (there’s a link to the show on PodBean here), and there’s also a YouTube channel.

Check it out, leave a comment — I’m sure Eric would love to know what you think. And if you want a new short story each week, I recommend subscribing to Pocket Pulp.

(Eric’s also on Twitter @EricBryanMoore)

What are the best books to read in trying times?

Many publishers are struggling at the moment. With so many bookstores across the world closed, sales of paperbacks and hardbacks have fallen. But reports have shown that ebooks sales are stronger than ever, and many independently published authors (who tend to focus on ebooks over print versions) have reported strong profits over the last couple of months.

Many, but not all. I’ve sold far fewer books since March than I did over the first couple of months of the year. My sales aren’t exactly high at the best of times, and my current dip could be down to any number of reasons, but I did wonder if genre is a factor in this. While people are reportedly reading more than usual, there might be a bias toward certain genres. Maybe the particular niche my books fall in is simply not what many want to read at the moment.

To investigate this further, I took a look at the top Kindle ebook sellers in the UK, and a few types of book dominated the list‌—‌feel-good reading, crime and thrillers, and biographies and memoirs.

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Feel-good books make perfect sense‌—‌this is reading as an escape from the worries of real life. But crime and thrillers can be violent and disturbing‌—‌at first glance, not exactly an antidote to real-world troubles.

These connected genres are still selling well, I believe, for a couple of reasons. First, they are incredibly popular in ‘normal’ times, and so many crime and thriller fans will keep reading what they know and love. But secondly, these stories often end very positively. Yes there are dark crimes and twisted motives, and the characters (and, vicariously, the readers) are placed in increasingly tense situations. But at the climax, the crime is solved and the perpetrator(s) brought to justice. The hero defeats the evil antagonist. Everything turns out well.

When real life is messy and uncertain, we look for something reliable. We want to believe that good will always triumph, and that wrongs will be set right. So these genres give us that feel-good ending, and do work as an escape from our real-world troubles.

Then there are the biographies and memoirs. The appearance of non-fiction doesn’t surprise me‌—‌on top of the ‘usual’ non-fiction readers, there are many who struggle with fiction when times are tough. But we’re all drawn to story, and stories of people’s lives fulfil this.

Consider too the nature of biographies and memoir. Many of these stories involve the narrator facing and overcoming some obstacle. They fight against the odds, emerging stronger at the end, the pain and depression and hopelessness becoming the lessons and motivation to succeed.

What better antidote to all the doom and gloom than reminders that there is hope, and that it is possible to not only survive adversity but come through stronger than before?

So the bestsellers are filled with books that offer either escape or the promise of success.

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But what of the very obvious absences in this bestseller list? Where was the horror and science fiction? Where was the darker stuff? In short, where were the type of books I enjoy reading?

It’s clear to see why darker books aren’t too popular at the moment (although I contend that horror is generally a positive genre, with good triumphing over very powerful evil, and you can read my thoughts on this here). Readers who dabble in these kinds of books might be staying away from anything disturbing, wanting instead to use reading as a booster to their positivity. And those of us who find enjoyment from darker books even in hard times are not numerous enough to push these titles into bestseller lists.

Maybe this is why my own books aren’t selling too well at the moment. Maybe I need to work harder at finding suitable potential readers, those who would enjoy science-fiction horror or dark Dystopian thrillers.

There might be trends in reading, but every reader is different. There’s an audience for every kind of book. Asking what the best books to read in trying times is impossible to answer in any but the most general terms. One reader’s engrossing Dystopian tale is another’s bleak trudge through depression. One reader’s buoyant romance, where love shines through, is another’s saccharine overdose of tweeness. One reader is drawn to cosy mysteries where the amateur sleuth and friends solve the murder, while another is pulled toward gritty stories where the criminals and those chasing them are all riddled with flaws that threaten to destroy them from the inside.

So the best thing to read is whatever will make you feel better, whatever engages you, whatever gives you the enjoyment, escapism and mental stimulation you seek.

But, most importantly, keep reading. Reading always helps.

Dialogue is more than talking

I often find that dialogue can make or break a book. It might be snappy and sarcastic, or rich and evocative‌—‌and I’ll feel I’m in the scene with the characters. If the dialogue feels realistic, and drives the story on, I’m willing to forgive plot holes and clunky prose.

I also find long passages of prose rarely work (unless very well written). Even internal dialogue can help propel a scene forward.

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But writing dialogue is hard. For starters, it needs to feel realistic, but it can’t be too realistic.

I recall an Kevin Smith interview, where someone commented on the natural way the characters in his films talked. He responded by saying that there was nothing natural about their dialogue. His characters go off onto rambling monologues while others listen‌—‌something that very rarely happens in real life. They’re not constantly being cut off, or using strings of filler words and sounds (‘um’, ‘er’, ‘like’ and so on), they don’t repeat themselves too often (‘So I said…‌and he says…‌then I say’). But his dialogue still feels natural, and that’s the important thing. He uses character-appropriate words and phrases to bring the spoken lines alive.

And this shows another aspect of good dialogue‌—‌it has to serve a purpose. In Smith’s case, much of the actual stories the characters tell one another seem only partially relevant to the story, but they reveal character, both in the words themselves and the way they are delivered. The same can be done in books‌—‌what a character says can reveal so much about who they are, in a far more natural way than simply being told.

For instance, a male character who peppers their conversation with words like ‘love’ and ‘dear’, especially when talking to younger women, comes across as condescending and sexist, even if the reader doesn’t consciously pick up on this. Likewise, a character who says ‘maybe’ and ‘I think’ a lot will often appear indecisive‌—‌so when they step up and make that all-important decision in a moment of crisis, we understand that they’re finally overcoming their inner demons.

Dialogue is also important for moving the story forward. Unfortunately, I’ve read far too many books where this is done poorly. Characters will say things like “Hey, you remember that time Bob broke into that old factory, and had to face all those vampires?” or “As you know, the master is due to return from his sojourn in the tropics any day now, but his mother still refuses to have the east wing redecorated, meaning she’s still in the suite next to his‌—‌and this is bound to cause a great deal of friction.”

Yes, these examples tell the reader possibly important information. But do they sound natural? Not at all. The characters are mentioning things other characters already know, merely to give us, the reader, information.

Another problem I’ve noticed with poorly written dialogue is the use of grammar.

Most people don’t talk with correct grammar. They use slang, and part-sentences. They’ll misuse words, or string words together in bizarre ways. It might be grammatically correct to say “We will leave as soon as we can,” but it sounds far more natural as “We’ll leave as soon as.”

Of course, some characters will speak ‘properly’‌—‌but even then, each character will have their own vocal idiosyncrasies. This is something I know I need to improve in my own writing. Some characters will speak in long, complicated sentences, others will use simpler constructions. Some will use dialect words, or enjoy showing off an extended vocabulary.

Dialogue can also indicate things about how each character experiences the world. One who focuses on visuals might say “I see”, whereas a character who’s more auditory might say “I hear you.”

With well-written dialogue, it should be clear who is talking from the spoken words themselves, and tags (“Bill said”, “Sheila asked”, and so on) are only needed as occasional reminders.

Writing dialogue that works well is hard‌—‌and it stands to reason that authors who can pull this off, who can use natural-sounding dialogue to develop characters and drive story, are also skilled at other areas of writing. After all, books are simply a means of telling stories. When we read a novel or a short story, we’re allowing the author to speak to us. Even when no characters in the story are talking, we’re still listening to the voice of the narrator.

There’s a thin line between hero and villain

The trailer for the upcoming (at the time of writing) Batwoman series came out recently (click here to watch it yourself), and I’ve found myself watching a lot of reaction videos. Most of the reactions are pretty negative (don’t think I’ve come across any that are positive), but there’s one (on the ‘Heel vs Baby Face’ channel) that goes deeper into the trailer’s problems This video argues that, rather than portraying Batwoman as a hero, the trailer actually shows her as a villain. It’s wonderfully argued, by someone who clearly understands character arcs in stories, and I recommend you take a few minutes out to watch it. In fact, stop reading this and watch it right now.

The video makes a great deal of sense (and I love his reimagined version, where Batwoman has to be encouraged to take up the mantle of the Bat). But what struck me is how the difference between hero and villain can be so small.

Both strive to get what they want, often against huge odds (even the ‘cartoon villains’ of Bond films have spent years building up their money and power, often weaving complex deceptions to get their own way). However, we want the villain to fail, and we want the hero to win‌—‌and the reason for this comes down to sympathy.

We also feel sympathy for a hero because of their flaws. A character who is strong in every way is hard to relate to‌—‌flaws make a character more human, more like us, especially when their imperfections threaten to impinge on what they are trying to achieve. This is why we love the ‘everyman’ hero, the average person who is thrust into unimaginable dangers‌‌—‌because we can relate to these characters, we can imagine ourselves in their shoes.

This is why Harry Potter works as the hero‌‌—‌he might have innate magical ability, but the whole wizarding world is new to him, and he struggles with so much of it. Then there’s Ripley, just another worker who finds herself battling an alien as it kills off the rest of the Nostromo’s crew. There’s Katniss, taking her sister’s place in the Hunger Games and being thrust into a whole situation she is totally unprepared for.

The list goes on and on.

Motivation comes into play here. The hero’s struggles are often down to the battle between what they want and what they know is the right thing to do. Where the villain is consumed by entitlement and superiority, the hero constantly battles with doubts, and has to push hard to do what they feel they must. They put their lives on the line, or their reputation, or their own happiness, because they know, deep down, that there are higher stakes.

And this is why we root for a hero. They might have similar doubts and imperfections as us, but they don’t give in. They fight for what is right, just as we want to imagine we’d do in the same situation. They don’t have everything handed to them, or take whatever they want.

In the trailer, it does appear that Batwoman simply takes everything Batman has built up, and demands credit for it‌—‌and so it’s hard to sympathise with her. But it’s worth pointing out that this is only the trailer, and might not be a fair representation of the series itself. It’s always possible to pull scenes and lines of dialogue out of context, and to create the illusion of an alternative story (as the Scary Mary video demonstrates so well, trailering Mary Poppins as a horror film, or the ‘happy’ trailer for The Shining).

Or maybe this trailer shows highlights of the first act of a redemption story, where Batwoman initially allows her internal villain to take over, but as the series develops we’ll see her forced to confront this. Maybe she’ll fight through as she learns what made Batman who he was, and in the final act we’ll see Batwoman helping others for their sakes rather than her own ego, finally becoming the superhero Gotham needs.

There’s a thin line between hero and villain.

Why the hero must save the day

It’s always disappointing when a story that begins with so much promise falls in the final pages.

This happened recently in a trilogy I was reading. The first book was great‌—‌it worked well as a complete story, but with enough unanswered questions to encourage me to keep reading. The second book meandered a little, but I was able to let that pass‌—‌it was setting things up for what promised to be gut-wrenching finale. The hero had gone through so much inner turmoil, but now he was in an impossible situation‌—‌the only way to save the world would, without question, result in his own death. Could someone who had been acting from selfish motives for so much of the previous two books make the ultimate sacrifice?

The third book in the trilogy started strongly as the hero battled the fears in his mind as well as the physical dangers all around. Then, in the final few chapters, everything changed. One of the ‘bad’ characters was going through his own struggle of conscience, and when it came to the end moments, he stepped in. This reformed character took the place of the hero and died to save the world.

At first glance, this might seem to be a good ending‌—‌the world is saved, and the hero lives. It’s win-win, surely. But as I read those final chapters, I felt cheated. To be honest, it ruined my whole experience of these books.

handshake-4040911_1280One reason I felt cheated was down to a broken promise. In any book, the writer gives certain promises to the reader. These might not be made explicit, but most readers will pick up on them subconsciously. If a group of characters have been preparing for a big battle, then there is an inherent promise that there will be a battle. When the two main characters meet in a romance, even if they can’t stand each other initially, there is a promise hard-wired into the genre that they will end up in a happily-ever-after.

And in the trilogy I read, with so many words given over to the hero’s struggle with his situation, there was a clear promise‌—‌the hero would sacrifice himself to save the day.

But he didn’t. The promise was broken.

And, to add to my dissatisfaction, he ultimately did very little to help save anyone. It felt as if the preceding three books’ worth of internal and external trials were all for nothing. So much work, and at the defining moment the hero stepped aside and let another take his place.

That’s like an athlete training hard, spending hours running in the cold, struggling through injury and personal doubt, slowly realising that they can win the big race‌—‌then having someone else run in their place. Or a musician practising every hour of the day on a complicated piece of music, fighting to prepare in time for the deadline of a major concert‌—‌and then sitting in the audience as someone else plays the piece for them.

As readers, we expect the hero to be the one to save the day. We want that stand-up-and-cheer moment when they overcome the odds. So if we’re given a different ending, we don’t get the closure we want.

Imagine how watching Star Wars would’ve felt if, instead of Luke destroying the Death Star, one of the other pilots had done so. Or if Harry Potter, in his final battle, stood aside as one of the Hogwarts teachers defeated Voldemort. Or if the crew of the Nostromo in Alien had been saved by a passing military vessel.

In all these cases, good would have triumphed over evil, and the heroes would be alive to tell their tale. But the endings wouldn’t have satisfied. We would’ve felt cheated. Why follow these characters through all their highs and lows when none of that matters at the end?

Heroes might not save the day on their own (and if part of their character growth is in trusting others, it might be important for them to receive help), but they definitely should have that moment of glory. This is what Luke did when he trusted the force and destroyed the Death Star, what Harry Potter did in defeating Voldemortm what Ripley did when she overcame her terror and sent the alien out into space.

If the hero doesn’t save the day, then they are only a side-character in someone else’s story.

 

Is science fiction a genre?

I read genre books. Yes, I read literary fiction too (whatever that actually means), but because I enjoy science fiction, fantasy, horror, the occasional thriller and so on, I’m predominantly a genre reader.

As I both read and write more, I’m becoming increasingly conscious of tropes in different genres. These are those scenes or events that are expected, those parts of the story that almost define it as a certain genre. Thrillers have the ‘hero at the mercy of the villain’ scene, the ‘speech in praise of the villain’. There’s often a false ending, too‌—‌and this crops up in horror as well. In romance there’s the first kiss, the misunderstanding that appears to ruin everything, but there’s always a happily-ever-after (miss this and endure the wrath of countless romance fans). Then there are all the internal genres, those that follow a characters development (either positive or negative)‌—‌the moment when they have to make a choice from which there is no going back. In a maturation story, there is that moment when it becomes clear to the main character that the world they believed to be true is based on a lie of some kind.

So different genres have different tropes. But what about science-fiction stories? What defines a sci-fi story?

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It has to be set in the future‌—‌unless it’s set in the past (like Star Wars), or an alternative present.

There has to be some kind of cool technology‌—‌unless there isn’t (think Planet Of The Apes.) And the technology doesn’t have to play a major role in the story either‌—‌it can be simply setting.

What about action? Well, there’s action in a lot of sci-fi‌—‌but not all. There might be battles in space, or there might be duelling in dialogue between two characters. Some sci-fi is fast-paced, but other stories in this area are slower and more reflective.

And are there any set scenes in sci-fi? Erm‌…no.

The more I think about this, the more I realise that science fiction is not a genre, at least in the same way that horror or thriller or crime or romance are genres. Science fiction refers more to the setting than the type of story being told.

Maybe a few examples will help:

TheMartian_AndyWeirThe Martian is definitely sci-fi, but it is also a survival story; one man against the elements. It’s just like Robinson Crusoe, or any other survival story. It just happens to be set on Mars.

DoAndroidsDreamOfElectricSheep - PhilipKDickBladeRunner (Do Androids Dream Of Electric Sheep) is a philosophical detective story, with musings on what it means to be human, and also has many noir tropes‌—‌downtrodden detective, questions over who are in fact the good guys. Oh, and there’s a love story underneath all this. But it has replicants, and it’s set on an Earth that many people have abandoned to travel to the stars.

EndersGame_OrsonScottCarfEnder’s Game is almost a sports story, with Ender starting off in the little leagues and working his way up to the big time. Ender takes his team and uses their weaknesses as strengths, overcoming all the obstacles in his path. It could almost be viewed as a coming-of-age story, too. The fact that the games involve space battles is secondary.

HitchHikersSeries_DouglasAdamsHitch-Hiker’s Guide To The Galaxy is comedy, full of bizarre happenings and loads of satire. The plot is secondary to the humour, and the science fiction setting simply gives Adams more scope for letting his ideas run riot, and allows him to satirise many things in our current world/time.

Foundation_IsaacAsimovAsimov’s Foundation books (at least in the original trilogy) tell the story of a civilization over time, with much of the action involving political shenanigans and business dealings. The technology is used in trade, rather than in space battles, and the most important science is social science. And then, in the third book, there is the Mule, the lone individual who throws a spanner in the works, and proves that even the greatest minds are not infallible. Science-fiction is simply the setting in which Asimov tells his generation-spanning saga.

Dune_FrankHerbertDune is another saga, with all the political and familial intrigue of a historical novel. Like the best sagas, it draws the reader into a rich world populated by diverse characters, each with their own motives and desires. It just happens to be set on a desert planet.

Six science-fiction books, and all so different. Many sci-fi readers will enjoy them all, but there will be those who love getting embedded in the world of Dune but can’t stand the apparent frivolity of Hitch-Hikers. Those who become engrossed in Watney’s constant struggles in The Martian might be turned off by the socio-political dialogue in the Foundation books. These books area all undoubtedly science fiction, but they are very different story-types.

Have a look at the science-fiction sub-genres on Amazon‌—‌alternative history, first contact, metaphysical & visionary, military, time travel, space exploration to name a few. There is a science-fiction subgenre in romance, another in action & adventure. There’s science-fiction erotica, and there are technothrillers (where science-fiction and thriller meet). And that’s just the official categories. The film Alien uses the sci-fi setting to tell a classic horror story. Another film, Gattaca, is basically a society story (different classes of citizens and so on), but told in a future world.

I think this is a great strength of science-fiction, and it is something that sci-fi writers have utilised for years. In the late 1930s, L Ron Hubbard, already a successful writer of adventure stories, was approached by Astounding Science Fiction magazine to write for them. He was initially reluctant, saying that he didn’t write about ‘machines and machinery’, but about people. The publishers of the magazine told him that this was precisely what they wanted. His first story for the magazine was a success, and led to more and more people-based sci-fi stories, by writers such as Isaac Asimov.

There are some sci-fi stories that are primarily concerned with the science aspects (hard sci-fi, such as Neal Stephenson’s Seveneves or Arthur C Clarke’s Rendezvous With Rama), but the majority use the setting to tell other stories, and may use this further to reflect on our present-day world. Science-fiction gives a writer great scope for asking ‘what if…?’ and then crafting a suitable story around wherever that question takes them. Or it gives them a vast canvas on which to tell a myriad of stories, drawing on whatever influences and preferences they have.

And this is one of the reasons I love reading science-fiction‌—‌the whole ‘genre’ gives me such a huge array of different stories. When I read sci-fi, I can explore types of stories I wouldn’t normally consider, but without stepping too far out of my comfort zone. I can escape to new worlds while still, for example, being presented with an intricate puzzle in the form of a crime/detective story. I can be entertained while being challenged, made both fearful and hopeful.

Much of this relates to fantasy, too‌—‌unsurprising, as the two ‘genres’ share many similarities. There are fantasy action stories, fantasy romances, fantasy thrillers, fantasy sagas‌—‌the list goes on.

Of course, in the end, the setting is only secondary to the story. A cool world is fun to visit, but without interesting characters being thrust into intriguing situations there’s little to hold us beyond a brief visit.

This is why, as a writer, it’s important that I understand tropes, and that I understand different kinds of stories. My own stuff fits in science-fiction, but to make the stories work, I first need to know what kinds of stories I’m telling.

Story is character

 

Douglas Adams has many great characters in Hitch-Hiker’s Guide To The Galaxy, but one of my favourites only exists for about a page‌—‌the sperm whale that is suddenly called into existence a few miles above the planet of Magrathea. Of course, the ending is fairly predictable.

“Hey! What’s this thing suddenly coming towards me very fast? Very very fast. So big and flat and round, it needs a big wide sounding name like‌…‌ow‌…‌ound‌…‌round‌…‌ground! That’s it! That’s a good name‌—‌ground! I wonder if it will be friends with me?”

I remember reading interviews with Adams where he explained how this whale came about. In cop shows on TV at that time there would often be chase scenes with both heroes and villains firing guns. Naturally, the villains were never the best of shots, and innocent bystanders would end up dying. What annoyed Adams about this was how nobody on-screen appeared to care‌—‌there was nobody to cry over this loss of life, or even say ‘Hey! I was going to play tennis with that guy this afternoon!’ (apologies if I’ve got the quote wrong‌—‌I’m going from memory here). In short, these characters were only there for one purpose‌—‌to be killed.

So Adams decided to write a character whose only role was to die, and make sure the reader cared about them.

I think it’s safe to say he achieved this.

But this points to the importance of characters in stories. Often, stories are viewed as primarily plots (the stuff that happens), with characters simply being the ones this stuff happens to. But in a good story, the plot is driven by the characters‌—‌initially through their reactions to events (like the thoughts going through Adams’ whale’s head), and then through their actions (although the whale’s meeting with the ground prevents anything in this example). Story is not so much the events as the characters’ reactions and actions. In fact, I believe we can go a stage further‌—‌characters are story.

play-stone-1744790_1280To illustrate this, I want to compare a couple of books‌—‌Arthur C Clarke’s Rendezvous With Rama and Andy Weir’s The Martian. Both are hard sci-fi, and as such both dive into scientific details. Both give the reader a sense of place through their scientific world-building.

Rendezvous… is about a team of astronauts investigating a huge alien artifact that has entered the solar system. We follow this team as they uncover various mysteries, learning more and more. Occasionally, things go wrong, but the team are professionally competent, and they soon solve any issues.

This is one problem I had with the book‌—‌there’s very little tension. Yes, there are the constant questions about Rama, but the whole ‘story’ is more like a narrative documentary than an adventure into the unknown. The characters (and I can’t remember their names, nor anything distinguishing about any of them) are simply tools through which Clarke can describe this fantastic world he has created.

Now compare this with The Martian. Mark Watney is stranded on Mars, and right from the start we’re with him as he struggles to survive. We ride with his ups and downs, feeling the tension of his struggles and the release as he solves problems. Yes, there’s science and maths in his solutions, and he’s competent and professional, but we relate to him as a person. What might have been a guide to survival on Mars becomes, through the character of Watney, a story of survival in a hostile environment.

Story comes to us through character, not through situations or environments.

Think of any successful book, and chances are you think of the characters driving the story.

The battle for Middle Earth is huge, too big for the average person to hold, and so Tolkien tells his story through the struggles of a few characters, primarily the hobbits. The fight between good and evil is made personal in Frodo’s struggle with the power of the Ring. Sam, his stout friend, gives us hope because he’s someone we can relate to‌—‌not particularly skilled, terrified much of the time, but with a firm belief in what is right, and a drive to do what he can to help Frodo. The story exists not in the vast sweeping history but in the struggles of these characters.

There are many other examples, of course. The conflict in JK Rowling’s wizarding world is brought to us initially through a young boy’s introduction to his own abilities as a wizard, and continues through his struggles both with his power and his develop into a young man, culminating in his confrontation with Voldemort. In the Hunger Games books, a whole world’s struggles are made real through the constant battling of Katniss Evergreen. Dune’s political intrigues are grounded in Paul Artreides, and his understanding of exactly who (what) he is. The battle against the Empire is shown through Luke Skywalker. The wonders of Douglas Adams’ bizarre universe are shown through the hapless character of Arthur Dent, confused and often wanting to simply have a lie down and a nice cup of tea. The fight against thieves in an office block is made personal through the character of John Mclane (and, to a certain extend, through Alan Rickman’s character‌—‌not a common thief but an exceptional one).

Without these characters, would these stories be the same? Would the stories really exist? Maybe they could be told in other ways, but they’d still need engaging characters. Maybe without Harry Potter, we’d have Neville Longbottom’s fight with Voldemort. Without Arthur Dent, maybe Hitch-Hiker’s Guide To The Galaxy would be Trillian’s story. We can’t know for sure. But we can say that, without characters, these stories would simply be stuff that happens.

Because characters don’t inhabit stories, they are stories.